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Next Cohort: Sep 1-May 1
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Duration
8 months
Tuition
$5,441
Toronto
Sep 1-May 1
Commitment
Full-Time
Delivery
Classroom
Credential
Graduate Certificate
Year Founded
1967
Scholarships
yes
White-collar crime is increasing, particularly in the areas of identity theft, money laundering and securities fraud and therefore the need for compliance and risk management professionals is growing in the financial services industry.
In this eight-month graduate certificate program, you will gain the technical and professional skills that are necessary to become a compliance officer. This program covers Canadian regulatory requirements for the banking, insurance and securities industries. You will acquire critical skills such as policies and procedures management, privacy management, and Anti Money Laundering (AML) investigation.
As part of this program, you will be able to take a course that qualifies you for the Canadian Securities Course (CSC)® licensing examinations. As a student, you will register with the Canadian Securities Institute (CSI)® at an additional cost.
What You’ll Learn
- Display a knowledge of the Canadian legal and regulatory system (and to some extent, international systems).
- Demonstrate knowledge of the financial services industry.
- Understand and apply the principles of ethics and rules of market conduct which govern the industry.
- Apply the basic skills used in the areas of investigative research principles and techniques.
- Communicate clearly and expressively, in both written and oral forms.
- Understand the workings of a financial institution and the role that the regulatory compliance department plays within it.
- Develop strategies for ongoing professional development to enhance competence.
- Collaborate with colleagues to enhance professional working relationships.
Ready to get started?
Next Cohort: Sep 1-May 1
By submitting your email address, you acknowledge and agree to CourseCompare.ca's Terms of Service and Privacy Policy.
Student Reviews (73)
I successfully completed the first year of the program and started flights during the summer. My flight progress was successful as well. However, I was kicked out from the program because I did not meet the minimum score for pre-requisite Seneca test. ...
Enrolling in the Workplace Safety and Prevention program at Seneca Polytechnic’s King Campus was one of the best decisions I’ve ever made—for both my career and personal growth. If you're even remotely considering a future in health and safety, s...


